Select an application to get started with your compliance management.
Your Dashboard
Case Manager
Manage and track various types of cases and activities to ensure oversight, accountability and completion.
Case management oversight
Case lifecycle tracking
Workflow automation
Owner Dashboard
Personal dashboard for control owners and assigned cases to manage activities and have control oversight.
My assigned controls & executions
Upcoming schedule overview
Evidence gaps tracking
Open cases
Compliance Operations
Securities Restrictions
Manage trading restrictions and securities compliance controls.
Restricted securities lists
Trading window management
Trading pre-approvals
Compliance alerts
Payment (Message) Screening Alert Management
Monitor and manage alerts from screening systems.
AI supported alert handling
Alert prioritization
Workflow automation
Investigation and tracking
Name Search
Search and verify names against watchlists and sanctions databases.
Multi-database search
Fuzzy matching capabilities
Real-time results
Insurance Policy Controls
Automated systematic insurance policy compliance controls based on sensors.
Temperature and moisture
Weight and volume
Trade Finance
Manage and monitor trade finance transactions, ensuring compliance with international regulations and controls, including specific oversight for dual-use goods.
Automated trade transaction screening
Dual-use goods classification support
Workflow for exception handling (pre-approvals)
Client Screening
Screen clients against regulatory databases and risk profiles.
Automated client verification
Risk scoring algorithms
Regulatory database checks
AI supported alert handling
Compliance Controls
Control Management
Management and oversight of controls with the framework, both ad hoc and reoccuring.
Creation and maintenance of controls
AI drivene control execution and review
Recurring control scheduling
Compliance tracking
Automated reminders
Client Risk Module
Assess and monitor client risk levels throughout the relationship lifecycle.
Risk profile management
Client risk scoring
Continuous monitoring
Risk mitigation workflows
Global search (e.g. exposure to names from press)
Risk Assessment Module
Comprehensive risk analysis and monitoring for policy and regulatory compliance.
Automated risk scoring
Real-time monitoring dashboards
Regulatory reporting tools
Compliance Management
Incident Reporter
Report and manage compliance incidents and breaches.
Incident logging
Investigation workflows
Trend analysis
Training Portal
Compliance training and certification management.
Course invitation adn completion management
Progress tracking
Certificate generation
Policy Manager
Create, distribute, and track organizational policies.
Policy repository
Policy management
Edit and approval process
Change communication
Audit Tracker
Track and manage internal and external audit processes.
Audit scheduling
Finding management
Remediation tracking
Budget Management
Manage and plan allocated costs.
Project cost mangement
HR cost management
Cost trackng, oversight and reporting
Document Management
Centralized document storage and compliance tracking system.
Version control
Audit trail logging
Automated compliance checks
Reporting
Generate comprehensive reports for compliance and performance analysis.
Customizable report templates
Scheduled report delivery
Data visualization dashboards
List Management
Manage and maintain compliance watchlists and screening databases.
Custom list creation
Automated list updates
Version control (Audit trail)
List aggregation (internal and vendors)
List review / attestation
Administration
Budget Projects Admin
Administration for multi-year budget projects.
Define new projects
Set currencies
Manage lock periods
Application Administration
System administration tools, configuration, and maintenance.
System configuration
Data management
Administrative tools
User Management
Manage user accounts, roles, and access permissions.
